ABOUT ELLISON FINANCIAL

 


FINANCIAL REGULATOR Rialtoir Airgeadais
               

PO Box No 9138
College Green, Dublin 2, Ireland

Tel: +353-1-410-4000
Fax: +353-1-410-4900

www.financialregulator.ie

          

INVESTMENT INTERMEDIARIES ACT, 1995

Statement of Authorised Status

Gary Ellison t/a Ellison Financial Consultants (the firm) (No. 1327) is authorised under Section 10 of the Investment Intermediaries Act, 1995, (as amended).

As an Authnorised Advisor Gary Ellison trading as Ellison Financial Consultants is authorised to provide broad based investment advice and receive and transmit orders to product producers from whom a written letter of appointment is held, in relation to:

1. Insurance Policies

2. PRSAs - Personal Retirement Savings Accounts.

The firm is also authorised to give advice in relation to transferable securities and deposits.

When receiving and transmitting orders in relation to insurance policies and/ or PRSAs , the firm may only accept cash or cheques/bank drafts from clients payable to himself where:

(i) an insurance undertaking has invited renewal of a policy of insurance, or

(ii) a proposal for insurance and or PRSAs has been accepted by an insurance undertaking.

In all other circumstances cheques/bank drafts or other payment instruments must be made payable to the product producer.

For and on behalf of the Irish Financial Services Regulatory Authority:

Signed: Fiona Strain

Signed: Michael Deasy

Date: 18 January 2006

Certificate of Registration

Dr Gary Ellison trading as Ellison Financial Consultants is registered to undertake insurance mediation under the European Communities (Insurance Mediation) Regulations, 2005.

Dr Gary Ellison

Trading as Ellison Financial Consultants

43 The Dunes

Portmarnock

Co Dublin

For and on behalf of the Irish Financial Services Regulatory Authority:

Signed: Karen Murphy

Signed: Fiona Strain

Date: 30 April 2007

 
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Gary Ellison t/a Ellison Financial Consultants is regulated by the Financial Regulator. Registered as an Authorised Advisor and Mortgage Intermediary.
Member of the Professional Insurance Brokers Association (PIBA)

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